Machinery and electronic special equipment manufacturing license rules (Trial)
Chapter I General
In order to standardize the mechanical and electrical work of special equipment manufacturing license, to ensure of Electromechanics special equipment manufacturing quality and safety and technical performance, enactment of this rule in accordance with the Regulations on Safety Supervision of Special Equipment "and" Quality Supervision of Special Equipment Safety Supervision Regulations.
The Article This rule applies to elevators, lifting machinery, passenger ropeway, large recreational facilities and factory motor vehicles and electrical machinery special equipment (hereinafter referred to as special equipment) and safety protection devices. Special equipment manufacturing license before the official sales.
Manufacturing license is divided into the following two ways:
(A) Product type test;
(B) manufacturing unit permission.
Different special equipment manufacturing license, see the "special equipment manufacturing license directory" (Annex 1, hereinafter referred to as "directory").
Article General Administration of Quality Supervision, Inspection and Quarantine of the Peoples Republic of China Special Equipment Safety Supervision Agency (hereinafter referred to as the General Administration of Special Equipment Safety Supervision Organization) is responsible for the unified management of the work of the special equipment manufacturing license. In accordance with this rule, the provinces, autonomous regions, municipalities directly under the Central Bureau of Quality and Technical Supervision of Special Equipment Safety Supervision Organization (hereinafter referred to as the Provincial Bureau of Special Equipment Safety Supervision Organization) division of labor management manufacturing license.
Article type test the implementation of the rules of the inspection and testing institutions (hereinafter referred to as type test agencies) and apply for units manufacturing conditions identified accrediting bodies (hereinafter referred to as the accrediting agency), approved by the General Administration of Special Equipment Safety Supervision Organization and determine and announced.
Manufacturing conditions for accreditation or type test, assessment of manufacturing conditions must be formulated in accordance with the General Administration of Special Equipment Safety Supervision Organization of association or special equipment type test procedures were performed.
Chapter II units manufacturing license conditions
Article with legal personality, holds a business license issued by the administrative department for industry and commerce. The registered capital must be compatible with the application scope of the project, specific requirements are detailed in the basic conditions of the special equipment manufacturing license units "(Annex 2, hereinafter referred to as the" basic conditions ").
Obtain a manufacturing license of special equipment in Article VI must comply with the requirements of the Safety Technical Code and the relevant national standards. Safety technical specification requirements for type testing, must be approved in line with the provisions of Article IV of the type of testing body type test qualified.
Obtain a manufacturing license of special equipment, the implementation of the national security technical specifications or standards revised, shall be performed in accordance with the provisions of the revised safety norms and standards. Security technical specifications or standards more amendments to larger changes really necessary by experts, the General Administration of Special Equipment Safety Supervision institutions have the right to re-type test.
Article shall apply for permission to manufacture equipment drawings and technical documents, and meet the requirements of safety norms and standard. Passenger ropeways and large amusement, design documents, subject to General Administration of Special Equipment Safety Supervision Organization approved inspection agency accreditation.
Article VIII shall be a number of to ensure normal production and product quality, professional and technical personnel, inspection personnel and skilled workers. Shall appoint at least one technical person in charge, responsible for the technical audit work in the special equipment manufacturing and inspection of the unit. Technical person in charge should have a forensics products related laws, regulations, rules, safety, technical specifications and standards, with a nationally recognized professional engineers of electrical or mechanical technical titles, and shall not be part-time in the other units. The number of categories of personnel and other specific requirements, see the "basic conditions".
Article IX shall meet production equipment, process equipment, measuring instruments and inspection and testing equipment to ensure product quality, and should be compatible with the application project site, plant, laboratory and office conditions. Specific requirements, see the "basic conditions".
Article must be combined with the management requirements of the unit and the application of forensic products, the establishment of a quality management system, the development of relevant management system, preparation of quality manual, quality management system documentation of the quality management system procedures and operating instructions. Specific requirements, see the "special equipment manufacturing conditions identified assessment details and on-site survey and assessment records" (Annex 3, hereinafter referred to as "Review Record").
Chapter manufacturing license program
The Article XI manufacturing license shall, in accordance with the following procedures and 12 to 16 provisions:
(A) manufacturing license for the product type testing, and manufacturing licenses program: application, acceptance and type tests, for the record, announcement. Completion of the prescribed procedures in the filing, the application unit can officially sell special equipment to obtain permission.
(B) manufacturing license for manufacturing units licensed manufacturing license program: assessment of application, acceptance, type testing, manufacturing conditions, review of certification, announcement. Manufacturing units made "special equipment manufacturing license" (hereinafter referred to as "manufacturing license"), can be formally manufacturing, sales, special equipment to obtain permission.
Article 12 The application
Applicant with the provisions of Chapter II of the Rules conditions, self-assessment that should be holding the following application materials submitted to the directory specified in the admissibility of the manufacturing license application for the Special Equipment Safety Supervision Agency (hereinafter referred to as the accepting institution):
(A) the applicant a copy of the legal person business license;
(B) "special equipment manufacturing license application" (hereinafter referred to as the "Application");
(C) the applicants quality manual.
Apply for units manufacturing license application before the application materials should be submitted to the seat of the units of the accepting institution under a special equipment safety supervision agencies to confirm the application materials, in conformity with the provisions opinion signed by the agency, reporting to the accepting institution to the receiving institution. Confirm Safety Supervision Organization of the application materials shall not organize the first instance of the application units.
Applicant imported special equipment for manufacturing plants in line with Article 10 of the "special equipment quality supervision and safety monitoring requirements agents.
Article XIII accepted
Accepting institution after the application is received, within 15 working days, respectively, in accordance with the following requirements to be addressed:
(A) Where one of the following situations, to make the decision not to accept the application and notify the applicant in writing:
1 application materials are incomplete or can not be achieved, the provisions of Chapter II of the units;
Application materials is not true that the provisions of Chapter II of the condition of the unit and can not be reached;
Propose the application within two years there have been the case of Article 28, in addition to paragraph 6 outside any unit;
4 is for "manufacturing license" adversely affect the legal proceedings and other judicial disputes or are receiving units judicial restrictions and penalties;
Engaged in related special equipment type test, Supervision, Inspection, periodic inspection or assessment of the work of the agency.
(B) Where the unit is not the case, made the decision to accept the application, the application is accepted views on the application form signed and notify the applicant.
Article 14 type test
Applicant may be invited to meet the provisions of Article IV of the type test bodies type test. Type test procedures the type test agencies should be invited to apply for units in a timely manner, inform the relevant information needed to carry out type tests shall meet the conditions. General type test report shall be issued within 30 working days.
Manufacturing license for the product type test application units, you can get passed type tests report summary of "application" and type test reports submitted to the receiving agencies.
Apply for manufacturing license for the first time, such as the type test machine performance test must be in the use of on-site installation, the Applicant shall submit a written application, confirmed by the type test bodies, equipment installation and the Provincial Bureau of Special Equipment Safety Supervision Organization agree units installed before they obtain the appropriate qualifications required to install a type test samples, the use of the site. Passed type tests and obtain a manufacturing license in the unit, the special equipment in use registration, and put into use.
Install more than 2 sets of samples (including 2), shall be made up by the General Administration of Special Equipment Safety Supervision Organization agreed.
Article XV of manufacturing conditions for accreditation
(A) apply in the type test compliance report, the following materials, invited to meet the provisions of Article IV of the accrediting agency for assessment of manufacturing conditions:
1. Signed the "application" of the application is accepted views;
Applicant Quality Manual;
Type test compliance report.
Accrediting bodies Applicant should be timely to review records and review guidelines. Applicant qualified self-assessment, in consultation with the accrediting agency to determine the site assessment time and the site assessment time must be informed of the application of the provincial bureau of the place where the Special Equipment Safety Supervision Organization. Provincial Bureau of Special Equipment Safety Supervision Organization can be assigned a special equipment safety inspectors to the scene, on-site supervision and assessment of the quality of work.
(B) on-site review by the accrediting agency review group, review group by more than two (2) by the General Administration of Special Equipment Safety Supervision agency assessment of qualified assessors and invited experts (if necessary), typically 3 to 5 people.
(C) assessment of the work, including the establishment of basic conditions of manufacturing and quality management system with the operation of the Examination and Appraisal. The review group shall be assessed in accordance with the assessment of the review records project basis, and are given an individual assessment results and fill out the review records. The end of the on-site assessment of the review group shall issue filled out the review group to assess their views of the "special equipment manufacturing conditions identified assessment report (Annex 4, hereinafter referred to as the first draft of the Assessment Report"), to the the Applicant informed and apply for the units of the presence of the signatures.
(D) The accrediting agency review records and assessment of the views of the assessment team, the approval of the responsible person, given the conclusion of the review of the assessment report. The conclusion of the review is divided into conditions and basic conditions and no conditions are three:
1. Conditions
"Review records applicable to the project in line with the rated conditions;
Basic conditions.
Important projects all in compliance with applicable project review records that failed to meet non-essential items and defective items, but up to six months to be able to meet the requirements after rectification can be rated as the basic conditions;
3. Conditions
Reach the basic conditions required, should be rated as not qualified.
(E) rated basic conditions, the applicant should be within six months, do not meet the entry for corrective actions, and a rectification report submitted to the the original accrediting bodies organization re-evaluation. Project all in compliance with applicable when the re-evaluation should be rated as qualified; Otherwise, it should be rated as not qualified.
(F) do not have the conditions for conclusion of the review of accredited or re-evaluation, the accrediting agency should complete the site assessment within 10 working days after the report is the accepting institution.
(Vii) the accrediting bodies should be within 15 working days after the completion of the site assessment, timely Summary Application type test compliance report, review records and signed by the conclusion of the review and assessment report, and after rectification review review records and signed by the conclusion of the review "assessment report" (if the review), submitted to the receiving agencies.
Article XVI of the record or review of certification
Accepting institution received a survey and assessment of the quality of products or manufacturing conditions material should be reviewed according to the provisions of the rules and be made within five working days if the record or within 30 working days to make a decision whether to issue manufacturing license . Pass the examination, should handle the product type testing for the record or issuance of the manufacturing license; review failed, should be dealt with in accordance with the following provisions:
(A) The accrediting agency or type test agencies work program does not comply with the provisions of, or causes of the two institutions to provide material insufficiency, instructed the corresponding accrediting body type test agencies to re-examine the integration program or padded material within the stipulated period. When such a situation, it shall also notify the applicant in writing.
(B) the accrediting body type test agencies working procedures required application materials are not true or can not reach the rules conditions, make the decision not to grant permission and state the reasons in writing to apply for units.
"17 manufacturing license issued by the State Administration of Quality Supervision, Inspection and Quarantine. Commissioned by the provincial quality and technical supervision and administrative departments to receive, review, and apply for a manufacturing license, the certificate also made uniform by the General Administration of Special Equipment Safety Supervision Organization, uniform numbers and unified stamped the seal of Administration. Provincial quality and technical supervision and administrative departments should be in the first week of each quarter, the department issued a quarter before the report a copy of the certificate, submitted to the General Administration of Special Equipment Safety Supervision Organization.
Accepting institution should establish a certification the unit file management system, save the "application" and necessary witness material. Accrediting bodies should be preserved for the manufacturing conditions assessment of all relevant information.
Obtain a manufacturing license 18 units, the product and its extent permitted, unified by the State Administration of Quality Supervision, Inspection and Quarantine announced to the public.
Chapter accrediting bodies and assessors
The accrediting bodies 19 by the General Administration of Special Equipment Safety Supervision institutional planning, receiving bodies, the General Administration of Special Equipment Safety Supervision Organization determined and unified announced. The accrediting body shall meet the following conditions:
(A) the appropriate professional national and provincial inspection agencies or a registered society organizations at the national, provincial civil affairs department, has 10 years of professional work history, with legal personality;
(B) is not engaged in the business activities of the special equipment design, manufacturing, installation, alteration, repair, maintenance and sales;
(C) reasonable professional configuration with at least five full-time reviewers, the experience of the reviewers and review business;
(D) establish and maintain a the RAE quality management system;
(E) has a fixed office space, communications equipment, record keeping storage conditions;
(F) the relevant laws, rules, regulations, safety, technical specifications and standards;
(Vii) local area have a considerable number of the proposed applicant.
Article 20 reviewers submitted to the General Administration of Special Equipment Safety Supervision institutions by accrediting bodies, assessment, and must meet the following conditions:
(A) The master of special equipment related laws, regulations, rules and safety technical specifications, familiar with the management, technology and product standards, as well as the production process;
(B) a professional Bachelor degree or above, electrical or mechanical engineers and nationally recognized technical positions or electrical or mechanical professional college education and national recognition more senior engineer and technical positions, and more than 5 years in the relevant special equipment design, manufacture, installation, alteration, maintenance or inspection related work experience;
(C) the language and writing skills;
(D) abide by the law, adhere to the principle of objective and impartial, practical and realistic, upright style;
(E) employed by the relevant accrediting bodies, not engaged in the business activities of the special equipment design, manufacturing, installation, sales, renovation and maintenance, and be able to a conservative assessment of the trade secrets.
Article 21 accrediting bodies engaged in the assessment, should consciously accept the application units and at all levels of the agencys oversight of the Special Equipment Safety Supervision, and should strengthen the management of the day-to-day hiring reviewers establish assessors results file. Loss of justice, dereliction of duty, abuse of power, depending on the severity of the plot to give criticism, administrative sanctions or discharge processing employed. Results of treatment should be promptly reported to the Administration of Special Equipment Safety Supervision Organization.
Chapter V Supervision and Management
Article 22 of the units to obtain a manufacturing license "must be marked on the product packaging, quality certificate or certificate manufacturing license number and the expiration date.
Article 23 of the "manufacturing license" date of approval, valid for a period of 4 years.
Manufacturing license expiration, intends to continue manufacturing the special equipment manufacturing units, type testing and manufacturing conditions for accreditation should be handled prior to the expiration of the certificate is valid, and six months before the expiration of the renewal application. Renewal review in accordance with the provisions of Chapter III.
In addition to the provision of Article 12 of the material, Article 24 manufacturing units proposed renewal application should provide the following information:
(A) the summary table (summary by type) to forensics since manufacturing forensics products;
(B) the quality of the deal with the accident;
(3) The original copy of the manufacturing license.
Article 25 renewal accreditation requirements assessment in accordance with the "Review Record" and focus on assessment of the following:
(A) whether there is beyond the scope of accreditation for the manufacture and sales of behavior;
(B) the implementation of relevant laws, rules, regulations, safety norms, standards;
(C) quality management system functioning;
(D) the the random check forensics product quality user feedback and deal with the situation;
(E) whether the major quality accidents.
Article 26 manufacturing license period following the forensics unit should be promptly reported:
(A) the legal representative of the unit, mailing address, Tel change should be timely and effective manner reported to the letter, fax or e-mail received such archival purposes;
(B) Name change should received such bodies to replace the certificate request and submit the following materials:
Agree with the renamed file (if exist). Issuing process by the administrative department for industry and commerce;
2 copies of a new legal person business license;
3 manufacturing units of the original "manufacturing license";
Forensics unit was renamed after the new seal pattern (not to copy).
Original handling agency approved the above information, the new manufacturing license renewal. The certificate is valid, and the range of products manufactured under license unchanged, original certificate original accepting institutions recover.
Article 27 of the forensics unit manufacturing type, type, type of special equipment increase or change, when the change of manufacturing site or a quality management system, should promptly report the original handling agencies, determined in accordance with one of the following ways, depending on the situation by accepting institutions Treatment:
(A) of the forensics unit of the type of manufacturing special equipment, models, specifications increase or change, but the increase or change after the device is still in the original forensic type test within the product coverage, the forensics unit of the product should be sent to the provisions of Article XIV The institutional product change project type test, qualified to manufacture the product;
(B) of the forensics unit manufacturing special equipment type, model, specifications increase or change, the increase or change equipment coverage beyond the original forensic products, such as accepting the institutional review original condition or quality management system is able to determine the forensics unit guarantee the quality of the new product, the forensics unit of the product should be sent to the provisions of Article XIV of the type test bodies the product change project type test, qualified to the manufacture of the product;
(C) the forensics unit manufacturing special equipment type, model, specifications increase or change, the increase or change equipment coverage beyond the original forensic products, such as handling the institutional review to determine the forensics unit of the the original basic conditions or quality management system can not be guaranteed the quality of the new product, the accepting institution may require part of the supplementary assessment there is a difference, the forensics unit in addition to product change project type test type test products sent to the provisions of Article XIV bodies, should also be invited to the provisions of Article XV the accrediting agency supplement accreditation review by the accepting institution qualified new manufacturing license renewal only after the manufacture of the product;
(D) the forensics unit manufacturing site or a quality management system to change, such as handling the institutional review to determine the change does not affect the quality of the product, the the forensics unit can continue to manufacture the product license within;
(E) forensics unit manufacturing the venue or quality management system change, such as handling the institutional review to determine the changes will affect the product quality, the the forensics unit should invite the provisions of Article XV of the accrediting agency supplement review by the accepting institution qualified to review the forensics unit can continue to manufacture the product license within the review failed, may not continue to manufacture;
(F) the forensics unit intends to increase or change the manufacture of special types of equipment should be in accordance with the explicit permission of the directory and the procedure laid down in the third chapter of separately apply for a manufacturing license.
Implement the relevant legislation of Article 28 at all levels of special equipment safety supervision agencies forensics unit should be monitored. Found that one of the following situations, the cancellation of its manufacturing license should be brought to the attention of the issuing agency, has been canceled "manufacturing license" must be returned to the original handling agencies:
(A) beyond the scope of manufacturing special equipment;
(B) alters, forges, transfer or sell out "manufacturing license";
(C) to units manufacturing license to betray or illegal to provide quality certificate;
(D) in the organization of production in manufacturing and business activities, in violation of the relevant national laws, regulations, rules and safety technical specifications;
(E) a serious decline in the quality of spot checks, the review found that does not comply with the conditions laid down in the rules, and can not be completed within the prescribed period (generally not more than 3 months) rectification;
(F) the country of manufacture explicitly eliminated and stop the production of the product;
(7) due to product quality problems caused significant loss of life or personal injury or equipment accidents.
Constitutes a breach of the Regulations on Safety Supervision of Special Equipment "or other laws and regulations, the punishment should be in accordance with the" Regulations on Safety Supervision of Special Equipment or corresponding laws and regulations.
Article 29 the applicant disagrees with the conclusion of the review or the assessment staff behavior, 15 days after the end of the assessment, the General Administration of Special Equipment Safety Supervision Organization in writing to the complaint. Administration of Special Equipment Safety Supervision Organization should give a reply within 30 days of receipt of the objection to the complaint.
Article 30 of the accrediting bodies or assessors during the assessment work, one of the following situations, the verification of the case, by the General Administration of Special Equipment Safety Supervision Organization in accordance with the seriousness of the violation of the provisions of the accrediting bodies or reviewers give administrative sanctions; suspected of a crime, transferred to judicial organs:
(A) intentionally untrue Assessment Report issued;
(B) assessment mistakes;
(C) disclosing the trade secrets of the assessment unit of;
(D) to ask for extra money and goods to be assessment unit;
(E) The accrediting agency or assessment personnel engaged in business activities related to special equipment.
Article 31 of the General Administration of Special Equipment Safety Supervision institutions must accrediting bodies to supervise the management and organization at least once a year check. Found listed in Article 30 or other violations of the relevant provisions, will be dealt with in accordance with relevant regulations.
Article 32 due to mistakes or errors of accrediting bodies, the losses caused to the Applicant, borne by the accrediting agency.
Article 33 Any unit or individual shall not be altered, forged, transfer or fraudulent use of the manufacturing license, and offenders will be held units or parties liability in accordance with the relevant national laws, regulations and rules,
Special Equipment Safety Supervision Article 34 at all levels of the administrative staff, shall act impartially, fair and honest. Abuse of power, dereliction of duty, and committing fraud will seriously investigate and deal with in accordance with the relevant provisions.
Chapter VI Supplementary
Article 35 The application for units in accordance with relevant provisions accrediting bodies to pay the assessment fee, pay the trial costs to the type test bodies.
Article 36 of the same unit at the same time to apply for a variety of types equipment manufacturing license, such as in accordance with the provisions of the directory the application is accepted by the Administration of Special Equipment Safety Supervision institutions or Provincial Bureau of Special Equipment Safety Supervision institutions, should be the total Bureau of Special Equipment Safety Supervision institution to accept all of its applications.
Article 37 manufacturing units to be assumed by a manufacturing license within the same kind, type, type of special equipment installation, alteration, repair and maintenance business, with "manufacturing license" to apply at the same time, invited to meet the corresponding requirements accrediting bodies, respectively, to be assessed in accordance with the provisions of the rules and the mechanical and electrical installation of special equipment transformation maintenance licensing rules ". Accrediting bodies should facilitate implementation review of the number of eligible license conditions.
Responsible for the interpretation of Article 38 of the rules by the General Administration of Special Equipment Safety Supervision Organization.
Article 39 of the Rules shall be the date of publication.
Accessories: special equipment manufacturing license directory
The basic conditions of special equipment manufacturing license units
Special equipment manufacturing conditions survey and assessment of association and on-site survey and assessment record
Special equipment manufacturing conditions survey and assessment report